Case Study - Compliance Audit
A commercial broker has recently taken over the compliance function following a company reorganisation. He wants to know how far the firm are meeting their compliance obligations and what further action needs to be taken.
Compliance Audit
Friendly audits, remotely or hands on. See how you are doing and what else needs to be done.
Why use a broker?
Using a broker costs you more, right? Not necessarily, many are counting the cost of not using one and remember, the middleman may take a small cut, but is this any more than the business aquisition costs of TV advertisers?
Case Study - Business Continuity
Small firm uses GI Consultant as part of their business continuity planning.
Case Study - FSA Application
An appointed reperesentive wants to become directly authorised to reduce costs and increase bottom line as well as gain more flexibility through independence.
Case Study - New Mortgage Broker
Fed up of networks, restrictions and imposed systems, an adviser decided to strike out alone.
More About Us
A short story guide to what The GI Consultant does!
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for more information call us on:
+44 (0) 330 111 6161
We work closely with...
- Insurance Brokers
- Mortgage Brokers
- Financial Advisers
- Compliance Officers